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What Must Be Reported

Overview

Reporting adverse events to the TGA is an automatic condition of ARTG inclusion under Regulation 5.7 of the Therapeutic Goods (Medical Devices) Regulations 2002. It is mandatory for Australian sponsors — not optional. The obligation applies regardless of whether the sponsor or manufacturer believes the device caused the event. If there is a reasonable possibility the device was involved, it must be reported. When in doubt, report.


Definition of an Adverse Event

An adverse event is an occurrence involving a medical device that results in:

  • The death of a patient, healthcare provider, user, or other person, or
  • A serious injury or serious deterioration in the health of a patient, healthcare provider, user, or other person, including:
    • A life-threatening illness or injury
    • A permanent impairment of a body function or permanent damage to a body structure
    • A condition necessitating medical or surgical intervention to prevent permanent impairment of a body function or permanent damage to a body structure
    • Any indirect harm as a consequence of an incorrect diagnostic or test result

Definition of a Near Adverse Event

A near adverse event is an occurrence involving a medical device that might have led to a death or serious injury if, for example, the timely intervention of a healthcare practitioner was the only reason a death or serious injury did not occur. Near adverse events must also be reported.

A near adverse event can also arise from testing, examination, or scientific literature indicating that some factor in the device or its information could lead to a death or serious injury — even if no incident has yet occurred.


What Information Must Be Provided

When reporting through IRIS, sponsors must provide:

  • Contact details of the reporter
  • Device identification (model name, trade name, UPI, UDI, batch/serial numbers, software version)
  • The ARTG number under which the device was supplied
  • The date of the event
  • A detailed description of the event
  • For implantable devices: date of implant and date of explant (if applicable)
  • Details of investigations and corrective actions taken
  • Information on similar events and supply data

The TGA codes each report using IMDRF adverse event terminology.


Overseas Events — Important Distinction

Only adverse events that occur in Australia must be reported to the TGA. Adverse events occurring overseas for devices supplied in Australia do not need to be reported to IRIS — but records must be maintained and must be available if the TGA requests them.

However, any remedial action taken overseas (such as a recall or field safety corrective action) for devices that have been supplied in Australia must be reported to the TGA Recalls team under PRAC — regardless of where the initiating event occurred.


Who Reports

Reporting obligations fall on the Australian sponsor. However, since March 2025, healthcare facilities are also entering a new mandatory reporting framework:

  • From 21 March 2025: voluntary reporting period for healthcare facilities (via the new ASDER system)
  • From 21 March 2026: mandatory reporting by healthcare facilities for adverse events involving high-risk devices (Class III, AIMD, Class 4 IVDs)
  • From 1 April 2028: expanded to medium-risk devices

If a healthcare facility has already reported an adverse event via IRIS, the sponsor does not need to submit a duplicate report for that same event. However, sponsors should not assume facilities will report — sponsors retain their own independent obligation.


Assessing Whether to Report

The TGA encourages a precautionary approach: if in doubt, report. The act of reporting is not an admission of liability by the manufacturer, sponsor, user, or patient. Key considerations:

  1. Did the event result in death or serious injury? → Report
  2. Could the event have resulted in death or serious injury if circumstances were slightly different? → Report (near adverse event)
  3. Did a device malfunction, but no patient harm occurred? → Assess whether it would have caused harm if used again or used in a different patient → may need to report
  4. Is the event attributable entirely to user error with no device deficiency? → Assess carefully — user error associated with design flaws still requires reporting

Official Sources