Safety & Effectiveness Requirements — Overview
What are the Safety and Effectiveness Requirements?
Schedule 1 of the Medical Devices Regulations (SOR/98-282) sets out the Safety and Effectiveness Requirements that all medical devices sold in Canada must meet. These are the fundamental performance requirements that a manufacturer must demonstrate their device satisfies before a Device Licence can be issued.
They are equivalent to:
- Essential Principles in Australia (TGA)
- General Safety and Performance Requirements (GSPR) in the EU (MDR/IVDR Annex I)
The overarching principle
The overarching requirement is that:
A device must be safe and effective when used as intended, and the benefits of the device must outweigh the risks associated with its use.
All more specific requirements flow from this principle.
Structure of Schedule 1
Schedule 1 is organised into two broad groups:
Part 1 — General requirements (requirements that apply to all devices)
- Design and construction to minimise risk
- Benefit-risk balance
- Durability and reliability
- Devices that deliver energy or substances
Part 2 — Requirements for specific device types
- Devices with a measuring function
- Devices connected to or equipped with a source of ionising radiation
- Devices incorporating software
- Active implantable devices
- Devices intended for sterilisation
- Devices intended to be implanted in the body
Who must demonstrate compliance
Compliance with Schedule 1 is required for all classes (I–IV), but the mechanism differs:
| Class | How compliance is demonstrated |
|---|---|
| Class I | Manufacturer self-declaration (not reviewed by Health Canada pre-market) |
| Class II | Attestation in Device Licence application + summary evidence |
| Class III | Detailed pre-clinical and clinical evidence in Device Licence application |
| Class IV | Comprehensive evidence including clinical trials |
Relationship to standards
Health Canada maintains a list of recognised standards and mandatory standards that, when met, provide a presumption of compliance with specific Schedule 1 requirements. See Recognised & Mandatory Standards.
Legislative source: Medical Devices Regulations, SOR/98-282, Schedule 1