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What is an IVD?

Regulatory basis

This page is based on Regulation 2(1) and Part III of the UK Medical Devices Regulations 2002 (SI 2002/618, as amended). Part III implements the former EU IVDD 98/79/EC in retained UK law. IVD medical devices are subject to separate classification and conformity assessment rules from general medical devices.

Disclaimer

This site provides general information only and does not constitute legal or regulatory advice. Always consult the official legislation text and, where appropriate, a qualified regulatory professional.


Under Regulation 2(1) Part III of the UK MDR 2002, an in vitro diagnostic medical device (IVD) is defined as any medical device that is a:

reagent, reagent product, calibrator, control material, kit, instrument, apparatus, equipment or system โ€” whether used alone or in combination โ€” intended by its manufacturer to be used in vitro for the examination of specimens derived from the human body, including blood and tissue donations.

The examination must be intended solely or principally for the purpose of providing information concerning:

PurposeExamples
A physiological or pathological stateGlucose tests, CRP assays, troponin testing
A congenital abnormalityNIPT (non-invasive prenatal testing), chromosomal analysis
Safety and compatibility with potential recipientsBlood grouping, HLA typing, cross-matching
Monitoring therapeutic measuresDrug level monitoring (e.g., vancomycin, cyclosporine)

Specimen collection containers โ€” even though not analytical themselves โ€” are also regulated as IVDs under Part III if intended for the collection and preservation of specimens for IVD examination.


Why IVDs are regulated separatelyโ€‹

IVDs do not physically interact with the patient's body in the same way as general medical devices. However, they carry significant indirect risk: an incorrect diagnostic result can lead to:

  • Under-treatment of a serious condition (false negative)
  • Over-treatment with harmful therapies (false positive)
  • Transfusion reactions from incorrect blood group assignment
  • Transmission of blood-borne infections via incorrectly cleared donations

Because the risk is informational rather than physical, IVDs are assessed differently โ€” the key metrics are analytical performance (accuracy, precision, specificity, sensitivity) and clinical performance (what the test result means for patient management).


UK IVD classificationโ€‹

Unlike general medical devices โ€” which use Classes I, IIa, IIb, and III โ€” IVDs under UK MDR 2002 Part III use a different four-category system based on the Annex II lists and the concept of self-testing:

CategoryRisk levelBasisExamples
Annex II List AHighest riskListed in Annex II, List A of UK MDR 2002 Part IIIHIV 1 & 2 detection, HTLV I & II, Hepatitis B/C, ABO blood grouping, Rh blood grouping
Annex II List BSignificant riskListed in Annex II, List B of UK MDR 2002 Part IIIRubella, toxoplasma, PKU screening, PSA testing, blood glucose (professional use)
Self-test devicesVariableIntended for use by lay persons without professional trainingHome pregnancy tests, consumer blood glucose meters, home HIV tests
General IVDsLowest (regulated) riskAll other IVDs not in Lists A, B, or Self-testMost routine clinical chemistry, haematology analysers, specimen tubes

Annex II List A โ€” the highest-risk IVDsโ€‹

List A IVDs carry the greatest potential public health impact, typically because:

  • They detect life-threatening communicable diseases
  • They determine compatibility for blood transfusions or transplantation
  • Errors can have irreversible consequences for patients or blood supply safety

Current List A devices include:

  • Reagents and reagent products for the detection of HIV 1 and HIV 2
  • Reagents and reagent products for HTLV I and HTLV II
  • Reagents and reagent products for Hepatitis B, Hepatitis C, and Hepatitis D
  • ABO blood grouping systems, Rh blood grouping (anti-D, anti-C, anti-c, anti-E, anti-e), Kell, Kidd, Duffy systems
  • Anti-Kell reagents
  • Reagents for detection of irregular anti-erythrocyte antibodies

List A devices require conformity assessment by a UK Approved Body (UKAB) with examination of design dossier and production quality assurance.

Annex II List B โ€” significant-risk IVDsโ€‹

List B IVDs relate to conditions or uses where diagnostic errors carry significant (though generally less catastrophic) risk.

Current List B devices include:

  • Reagents for rubella, toxoplasma, cytomegalovirus (CMV)
  • Reagents for phenylketonuria (PKU) โ€” neonatal screening
  • Reagents for congenital hypothyroidism screening
  • Human chorionic gonadotropin (hCG) โ€” pregnancy testing (professional use)
  • Prostate specific antigen (PSA)
  • Blood glucose testing reagents for professional use
  • Legal self-testing blood glucose meters that also have a professional label
  • Haemoglobin determinations

List B devices require UKAB involvement, but through a less intensive assessment route than List A.

Self-test devicesโ€‹

Any IVD โ€” regardless of whether it would otherwise be List A, List B, or General โ€” that is specifically designed and intended for use by lay persons in a home setting is a self-test device and subject to specific labelling, instructions, and performance requirements.

Examples: Home pregnancy tests, consumer blood glucose meters, home HIV tests, lateral flow tests purchased by members of the public, home cholesterol tests.

tip

The COVID-19 lateral flow tests made available to the UK public during the pandemic are self-test IVDs. Their regulatory handling under emergency provisions highlighted both the flexibility and the complexity of the self-test category.


Key difference from EU IVDRโ€‹

A critical point for manufacturers with both GB and EU market access:

FrameworkClassification system
UK MDR 2002 (GB market)List A / List B / Self-test / General (based on former IVDD 98/79/EC)
EU IVDR 2017/746 (EU & NI market)Class A / B / C / D (new risk-based classification, Annex VIII Rules 1โ€“7)

These systems are not equivalent. Many IVDs that were previously "General" under the IVDD (and remain General under UK Part III) have been upclassified to Class B or Class C under the EU IVDR. Manufacturers operating in both markets must satisfy both classification determinations independently.

For Northern Ireland specifically, EU IVDR 2017/746 applies โ€” not UK MDR 2002 Part III. See Great Britain vs Northern Ireland.


Performance evaluation for IVDsโ€‹

General medical devices require clinical evaluation. IVDs require an equivalent process called performance evaluation, which covers:

  • Analytical performance โ€” sensitivity, specificity, accuracy, precision, limits of detection, measuring range, linearity, cut-off determination
  • Clinical performance โ€” diagnostic sensitivity, diagnostic specificity, positive predictive value, negative predictive value in the intended population
  • Scientific validity โ€” the relationship between the analyte and the clinical state being diagnosed

Performance evaluation must be documented in a performance evaluation report, supported by a performance evaluation plan, and kept updated as part of the post-market performance follow-up (PMPF).


Instruments and laboratory equipmentโ€‹

General-purpose laboratory instruments (centrifuges, pipettes, incubators, spectrophotometers) are not IVDs unless they are specifically intended by their manufacturer to be used for in vitro examination of human-derived specimens for medical purposes.

The same instrument sold with:

  • A general-purpose label โ†’ not an IVD
  • A label claiming it is intended for clinical diagnostic use โ†’ potentially an IVD

Intended purpose and labelling again determine regulatory status.



Official referencesโ€‹

ReferenceDescription
UK MDR 2002, Reg 2(1) Part IIIDefinition of IVD medical device
UK MDR 2002, Part III, Annex IILists A and B of higher-risk IVDs
UK MDR 2002, Part III, Annex IIISelf-test device provisions
SI 2019/791Post-Brexit amendments to IVD provisions
MHRA guidance: IVD medical devicesMHRA's regulatory guidance for IVD manufacturers
EU IVDR 2017/746Applies in Northern Ireland under the Windsor Framework