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Borderline & combination products

Regulatory basis

Borderline determinations flow from the definition of a medical device in Regulation 2(1) of the UK MDR 2002 and the definition of a medicinal product in the Human Medicines Regulations 2012. Drug-device combination product rules are in Regulation 7A of UK MDR 2002 (inserted post-Brexit). MHRA publishes borderline guidance at gov.uk/government/publications/borderline-products-guidance-for-manufacturers.

Disclaimer

This site provides general information only and does not constitute legal or regulatory advice. Borderline and combination product determinations are highly fact-specific. Always consult MHRA guidance and a qualified regulatory professional before finalising regulatory strategy.


What is a borderline product?โ€‹

A borderline product is any product that sits at the boundary between the medical device regulatory framework and another regulatory framework โ€” most commonly:

  • Medical devices and medicinal products (medicines)
  • Medical devices and cosmetics
  • Medical devices and biocidal products
  • Medical devices and food supplements

The same physical product can fall into entirely different regulatory regimes depending on how it is presented, what claims are made, and what the manufacturer intends it to do.


The device-medicine boundaryโ€‹

This is the most clinically significant โ€” and most frequently litigated โ€” borderline question.

The principal mode of action testโ€‹

The fundamental test is the principal mode of action:

  • If the product achieves its principal intended action through pharmacological, immunological, or metabolic means โ†’ medicinal product regulated under the Human Medicines Regulations 2012
  • If the product achieves its principal intended action through physical, mechanical, or other non-pharmacological/immunological/metabolic means โ†’ medical device regulated under UK MDR 2002
  • A product may be assisted by pharmacological/immunological/metabolic means and still be a medical device, provided those means are not the principal mechanism

What "principal mode of action" means in practiceโ€‹

The principal mode of action is the mechanism by which the product achieves its primary intended therapeutic or diagnostic effect โ€” not an ancillary or secondary effect.

ProductPrincipal mode of actionRegulatory status
Coronary stent (bare metal)Mechanical โ€” holds vessel openMedical device
Drug-eluting stentMechanical (principal) + pharmacological (ancillary)Medical device (Class III)
Antibiotic-coated central venous catheterMechanical/barrier (principal) + antimicrobial (ancillary)Medical device
Antibiotic injectionPharmacological โ€” kills bacteria systemicallyMedicinal product
Hyaluronic acid dermal filler (cosmetic)Mechanical โ€” volume restorationNot regulated as MD or medicine in GB (no Annex XVI)
Hyaluronic acid intra-articular injection (osteoarthritis)Mechanical โ€” joint lubricationMedical device
Topical antiseptic cream (wound management, device function claimed)Barrier + antimicrobialBorderline โ€” depends on specific claims
Nicotine patchPharmacological โ€” nicotine delivery through skinMedicinal product
Nicotine replacement gum (no NRT claim, sold as "oral care")Borderline โ€” may be food or medicine depending on claimsRequires case-by-case assessment

MHRA's approach to the boundaryโ€‹

When a product's principal mode of action is genuinely unclear, MHRA will assess:

  1. The specific claims made โ€” labelling, IFU, marketing materials, website, social media
  2. The scientific evidence โ€” what does the mechanism of action evidence show is the predominant effect?
  3. Regulatory precedent โ€” how have similar products been categorised previously?
  4. International consensus โ€” MHRA considers EU and FDA positions, though it is not bound by them post-Brexit

Drug-device combination productsโ€‹

A drug-device combination product is an integral presentation of a medical device and a medicinal substance, where both components contribute to the product's purpose and the product cannot be placed on the market separately.

Examples:

  • Pre-filled syringes (device containing a medicine)
  • Antibiotic-eluting bone cement
  • Drug-eluting stents
  • Drug-coated balloons
  • Intraocular lenses with sustained-release drug component
  • Transdermal drug delivery patches where the patch itself has a device function

How combination products are regulated in the UKโ€‹

Regulation 7A of UK MDR 2002 (inserted post-Brexit) provides that an integral combination product is regulated under the framework applicable to its principal mode of action:

If the device is the principal element (device-led):โ€‹

  • Regulated as a medical device under UK MDR 2002
  • The classification and conformity assessment apply to the whole product
  • MHRA expects the manufacturer to consult on the medicinal substance component, which must be assessed for safety and quality (though not independently licensed as a medicine)
  • For a Class III combination device with an integral medicine that is a derivative of human blood or plasma, or that would be a medicinal product if used separately: the UKAB must seek an opinion from MHRA on the medicine component as part of its assessment

If the medicine is the principal element (medicine-led):โ€‹

  • Regulated as a medicinal product under the Human Medicines Regulations 2012
  • Requires a Product Licence (marketing authorisation)
  • MHRA expects the device component to meet relevant Essential Requirements (typically those relating to safety, material compatibility, and design)

Pre-filled syringes and drug delivery systemsโ€‹

Pre-filled syringes (PFS) are one of the most common combination product scenarios:

SituationRegulatory status
Empty syringe sold separatelyMedical device (container/drug delivery device)
Pre-filled syringe with a licensed medicineThe combination is a medicinal product (medicine-led); the syringe component must meet relevant device standards
Drug delivery system (pen injector) sold with medicine cartridgeTypically device-led for the delivery system; medicine-led for the cartridge

Device-cosmetic boundaryโ€‹

The general principleโ€‹

Cosmetic products are regulated under the UK Cosmetics Regulation (Retained Regulation (EC) No 1223/2009). A product whose sole purpose is to clean, perfume, change appearance, or protect the body for cosmetic effect is a cosmetic โ€” not a medical device โ€” even if it has an indirect effect on health.

When cosmetics become medical devicesโ€‹

A cosmetic product crosses into medical device territory when:

  • The manufacturer makes specific medical claims (treatment or prevention of disease)
  • The product's mechanism of action goes beyond cosmetic effect to a medical purpose
ProductClaimRegulatory status
Moisturiser"Hydrates skin, reduces visible wrinkles"Cosmetic
Moisturiser"Treats eczema, clinically proven to reduce flare frequency"May be a medical device or medicinal product depending on mode of action
Sunscreen"SPF 50 sun protection"Cosmetic
Sunscreen"Prevents skin cancer in high-risk patients"Medicinal product claim โ€” enforcement risk
Toothpaste"Whitens teeth, freshens breath"Cosmetic
Toothpaste"Remineralises enamel, prevents caries"May cross into medical device territory

The Annex XVI gap in GBโ€‹

In the EU, Annex XVI of EU MDR 2017/745 brings certain non-medical-purpose products โ€” including non-corrective contact lenses, cosmetic dermal fillers, and lipolysis/body contouring equipment โ€” into the medical device regulatory framework. The UK MDR 2002 has no equivalent provision. These products are not currently regulated as medical devices in Great Britain.

This creates a meaningful divergence: a cosmetic dermal filler manufacturer must comply with EU MDR for their EU and NI markets (Class III under Annex XVI) but faces no equivalent UK medical device requirement for the GB market.

MHRA's reform programme may address this gap. Monitor What's New for developments.


Device-biocide boundaryโ€‹

Biocidal products destroy or control harmful organisms (bacteria, fungi, viruses, insects) and are regulated under the UK Biocidal Products Regulation (retained EU BPR 528/2012).

A product with antimicrobial claims may be:

  • A biocidal product โ€” if intended to destroy microorganisms in the environment or on non-living surfaces for the primary purpose of disinfection
  • A medical device โ€” if the antimicrobial function is ancillary to a primary device function (e.g., an antibiotic-impregnated catheter where the catheter's physical properties are the primary mode of action)
  • A medicinal product โ€” if intended to kill microorganisms within the living human body through systemic pharmacological action

Surface disinfectants for use in clinical settings (cleaning operating theatres, decontaminating equipment) are generally biocidal products, not medical devices.


Seeking a borderline opinion from MHRAโ€‹

Manufacturers with genuine uncertainty about whether their product is a medical device โ€” or how it should be classified at the device/medicine/cosmetic boundary โ€” can seek an informal opinion from MHRA through its pre-submission meeting service:

  • Who can apply: Any manufacturer, regulatory consultant, or UKRP with a genuine borderline question
  • What is provided: MHRA's informal view on the product's likely regulatory status โ€” not a binding legal determination
  • How to apply: Via MHRA's pre-submission service
  • Turnaround: Variable โ€” typically several weeks
  • Cost: Fee-based for some product types
tip

Even an informal MHRA borderline opinion, while not legally binding, provides significant confidence for regulatory strategy. If MHRA subsequently takes a different position in enforcement, the existence of a prior opinion will be relevant context.

MHRA also publishes its borderline product assessments, which manufacturers can use as reference points for similar products.



Official referencesโ€‹

ReferenceDescription
UK MDR 2002, Reg 2(1)Medical device definition
UK MDR 2002, Reg 7ADrug-device combination product provisions
Human Medicines Regulations 2012Medicinal product definition and framework
UK Cosmetics Regulation (retained 1223/2009)Cosmetic product framework
UK BPR (retained 528/2012)Biocidal product framework
MHRA: Borderline products guidanceMHRA published opinions on borderline products
MHRA: Pre-submission meetingsHow to request a borderline opinion
EU MDR 2017/745, Annex XVINon-medical purpose device provisions (EU & NI only โ€” not GB)