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Classification rules โ€” Schedule 2 in detail

Regulatory basis

The 18 classification rules for general medical devices are in Schedule 2 of the UK MDR 2002 (Part I). These rules are applied by the manufacturer and reviewed by a UKAB where conformity assessment requires third-party involvement. Where multiple rules produce different classes, the highest class prevails.

Disclaimer

This site provides general information only and does not constitute legal or regulatory advice. Classification decisions are the manufacturer's responsibility and should be documented with a detailed rationale.


Key definitions used across the rulesโ€‹

Before applying the rules, establish the following for your device:

TermDefinition
Invasive devicePenetrates the body surface (skin, mucosa) or enters through a body orifice
Surgically invasive deviceInvasive device introduced into the body via a surgical incision
Implantable deviceIntended to be totally introduced into the body or replace epithelial/ocular surface, remaining after the procedure
Active deviceDepends on a source of electrical energy or other source of power other than generated by the human body or gravity
Active therapeutic deviceActive device used to treat or alleviate a disease, injury, or disability
Active device for diagnosisActive device used to detect, monitor, or diagnose disease, injury, or disability
Transient useIntended for continuous use < 60 minutes
Short-term useIntended for continuous use 60 minutes to 30 days
Long-term useIntended for continuous use > 30 days
Central circulatory systemAorta, pulmonary arteries/veins, coronary arteries, carotid arteries, cerebral arteries, and other major vessels
Central nervous systemBrain, meninges, spinal cord

Rules 1โ€“4: Non-invasive devicesโ€‹

Rule 1 โ€” Default: Class Iโ€‹

All non-invasive devices are in Class I unless another rule applies.

This is the starting rule. If no other rule creates a higher class, a non-invasive device is Class I.

Examples: tongue depressors, bandages, non-sterile examination gloves, hospital beds, reading glasses frames.


Rule 2 โ€” Channelling or storing blood, body liquids, or tissuesโ€‹

Non-invasive devices intended for channelling or storing blood, body liquids, organs, or tissues are classified as follows:

  • Class IIa if intended for use with active medical devices (Class IIa or higher), or intended for storage of blood or other body liquids or storage of organs under conditions that may cause clinically significant biological alteration
  • Class I in all other cases

Class IIa examples: blood bags, blood transfusion sets, cell storage containers at non-standard temperatures Class I examples: specimen containers for standard room-temperature storage, non-active urine collection bags


Rule 3 โ€” Skin, wound, or mucosa contactโ€‹

Non-invasive devices intended to modify the biological or chemical composition of blood, other body liquids, or other liquids intended for infusion into the body:

  • Class IIb if intended for use with blood or other body liquids, where the treatment can cause biological alteration
  • Class IIa if contact is with modified liquids intended for subsequent infusion

Class IIb examples: haemofilters, plasmapheresis filters, cardiopulmonary bypass circuits

For wound or mucosa contact:

  • Class IIa if intended to be used primarily with wounds which have breached the dermis and can only heal by secondary intent (chronic wounds)
  • Class I in all other cases

Class IIa wound examples: chronic wound dressings, burns dressings (deep partial/full thickness) Class I examples: plasters, simple wound dressings for superficial wounds


Rule 4 โ€” Devices in contact with injured skinโ€‹

All non-invasive devices which come into contact with injured skin:

  • Class IIb if intended for use as a barrier or for compression/absorption of wound exudate for deep wounds or wounds healing by secondary intent
  • Class IIa if intended to manage the micro-environment of a wound
  • Class I in all other cases

Rules 5โ€“8: Invasive devicesโ€‹

Rule 5 โ€” Body orifice invasive devices (transient)โ€‹

All invasive devices intended to enter through a body orifice (not surgically invasive):

  • Class IIa if intended for connection to an active medical device (Class IIa or higher)
  • Class I if transient use

Class IIa examples: tracheal suction catheters used with suction devices Class I examples: auriscope specula, single-use nasal specula


Rule 6 โ€” Body orifice invasive devices (short-term)โ€‹

Invasive devices through body orifices, intended for short-term use:

  • Class IIa as the default
  • Class III if used in the oral cavity and absorbed by the mucous membrane
  • Class IIa for all other applications

Class IIa examples: urinary catheters (โ‰ค30 days), short-term tracheal tubes, gastric tubes Class III examples (absorbed): absorbable sutures in oral cavity


Rule 7 โ€” Body orifice invasive devices (long-term)โ€‹

Invasive devices through body orifices, long-term use:

  • Class IIb as default
  • Class III if they are intended to be used in direct contact with the heart, central circulatory system, or central nervous system

Class IIb examples: long-term urinary catheters, long-term tracheal tubes Class III examples: long-term CNS drainage catheters


Rule 8 โ€” Surgically invasive devices (transient use)โ€‹

Surgically invasive devices intended for transient use:

  • Class IIa as default
  • Class III if:
    • intended specifically to control, diagnose, monitor or correct a defect of the heart or central circulatory system through direct contact with those parts
    • intended to be used in direct contact with CNS
    • supplied in sterile condition and not intended to be reused

Class IIa examples: surgical scalpels, needles, disposable surgical instruments (sterile) Class III examples: intraoperative cardiac mapping catheters

Note: Reusable surgical instruments are Class I (with Im sub-category for the reprocessing aspects).


Rule 9 โ€” Surgically invasive devices (short-term)โ€‹

Surgically invasive devices intended for short-term use:

  • Class IIa as default
  • Class IIb if intended:
    • to be used in direct contact with the heart, central circulatory system, or CNS
    • to supply energy in the form of ionising radiation
    • to have a biological effect (other than listed above)
    • to undergo chemical change in the body (other than in teeth)
    • to administer medicines
  • Class III if intended to be placed in the teeth

Class IIa examples: short-term drainage catheters, anastomosis clips Class IIb examples: short-term coronary perfusion catheters


Rule 10 โ€” Active implantable devicesโ€‹

All surgically invasive devices intended for long-term use are:

  • Class IIb as default
  • Class III if intended to:
    • be placed in the teeth
    • be used in direct contact with the heart, central circulatory system, or CNS
    • have biological effect or to be wholly or mainly absorbed
    • undergo chemical change in the body (except in teeth)
    • administer medicines
    • be implantable active devices (โ†’ Part II AIMD)

Class IIb examples: orthopaedic plates, screws, rods (non-cemented), sutures Class III examples: cardiac valve replacements, coronary stents, spinal cord stimulators


Rules 9โ€“12: Active devicesโ€‹

Rule 11 โ€” Active therapeutic devicesโ€‹

Active therapeutic devices intended to administer or exchange energy:

  • Class IIa as default
  • Class IIb if the exchange of energy could be hazardous, taking into account the nature, density, and site of application of the energy
  • Class III if intended to administer energy to the human body in a potentially hazardous way, e.g.:
    • delivering significant power
    • in contact with CNS or central circulatory system

Class IIa examples: electro-surgical generators (low power), TENS machines, therapeutic ultrasound, phototherapy for neonatal jaundice Class IIb examples: high-intensity lasers, radiotherapy planning systems (active device aspects) Class III examples: cardiac defibrillators, external cardiac pacemakers


Rule 12 โ€” Active diagnostic devicesโ€‹

Active devices intended for diagnosis:

  • Class IIa if:
    • intended to supply energy to the human body (e.g., X-ray for imaging)
    • intended to image the distribution of radio-pharmaceuticals in vivo
    • intended for direct diagnosis or monitoring of vital physiological processes โ€” unless specifically used for monitoring vital physiological parameters where the nature of variations could result in immediate danger to the patient, in which case Class IIb
  • Class IIb if intended for use with Class IIb or III active therapeutic devices, or for controlling such devices
  • Class I if intended to illuminate the patient's body with visible radiation

Class IIa examples: ultrasound diagnostic scanners, X-ray equipment (diagnostic), pulse oximeters (routine monitoring) Class IIb examples: cardiac monitors with life-critical alerting, EEG/ECG systems for acute monitoring, software controlling Class IIb therapy Class I examples: examination lights, surgical headlights

Software note: Software that functions as an active diagnostic device falls primarily under Rule 12. The clinical significance of the output and the potential for immediate danger drive classification between Class IIa and IIb. See Software & SaMD classification.


Rules 13โ€“18: Special rulesโ€‹

Rule 13 โ€” Devices incorporating medicinal substancesโ€‹

All devices incorporating, as an integral part, a substance which, if used separately, would be a medicinal product, and which is liable to act on the human body with an action ancillary to that of the device:

  • Class III in all cases

Examples: antibiotic-impregnated catheters, drug-eluting stents, bone cement with antibiotic


Rule 14 โ€” Devices used for contraception or prevention of STIsโ€‹

  • Class IIb if not implantable
  • Class III if implantable or intended for long-term use

Class IIb examples: condoms, diaphragms Class III examples: IUDs, contraceptive implants


Rule 15 โ€” Devices specifically for disinfecting, cleaning, rinsing, or hydrating contact lensesโ€‹

  • Class IIb in all cases

Examples: contact lens cleaning solutions, contact lens storage solutions


Rule 16 โ€” Non-active devices specifically intended for recording diagnostic imagesโ€‹

  • Class IIa in all cases

Examples: X-ray film, imaging plates for digital X-ray (non-active components)


Rule 17 โ€” Devices using animal tissues or cells or their derivativesโ€‹

Devices manufactured utilising animal tissues or cells rendered non-viable or non-viable derivatives of animal tissues:

  • Class III in all cases except:
    • devices intended to come into contact with intact skin only โ†’ Class I

Class III examples: porcine heart valves, bovine collagen implants, animal-derived wound dressings contacting non-intact skin Class I examples: animal-derived leather straps on non-invasive devices


Rule 18 โ€” Blood bagsโ€‹

  • Class IIb in all cases

Examples: blood collection bags, component bags for blood banking


Applying multiple rules โ€” the highest-class-prevails principleโ€‹

When classifying a device, apply all relevant rules and identify the resulting class for each. Where rules produce different classes:

The device is classified in the higher class.

Example: An active, sterile, short-term surgically invasive infusion pump component that also administers a medicinal substance:

  • Rule 9 (short-term surgical invasive) โ†’ Class IIb (administers medicines)
  • Rule 11 (active therapeutic) โ†’ Class IIa default (but IIb for hazardous energy exchange)
  • Rule 13 (incorporates medicinal substance) โ†’ Class III

Result: Class III (Rule 13 produces the highest class)


Documenting the classification rationaleโ€‹

MHRA and UKABs expect the technical file to include a classification rationale that:

  1. States the device's intended purpose precisely
  2. Identifies the relevant device characteristics (invasive/non-invasive, active/non-active, duration, body location)
  3. Lists every rule considered and explains why it does or does not apply
  4. States the final classification with reference to the prevailing rule(s)
  5. References the MHRA guidance or literature consulted

This is not optional โ€” a classification without a documented rationale is not compliant.



Official referencesโ€‹

ReferenceDescription
UK MDR 2002, Schedule 2Full text of all 18 classification rules
MHRA: Classification of medical devicesMHRA guidance on applying Schedule 2
EU MDD 93/42/EEC, Annex IXSource of Schedule 2 rules (for reference)